Transaction Oversight Regulatory Legal Professional
POSITION OVERVIEW
KKR is seeking an experienced legal professional with at least 7 years of relevant work experience with financial supervisory regulated entities and/or entity management to join its Legal & Compliance team. This role will be responsible for managing and coordinating financial supervisory authority (e.g., Central Bank of Ireland / UK Financial Conduct Authority) filings for KKR transactions and executives. This position requires exceptional organizational skills, meticulous attention to detail, and the ability to coordinate effectively on transactional timelines across multiple stakeholders including external counsel, KKR Legal & Compliance, Finance and other internal parties, and third-party service providers.
The role involves managing end-to-end processes for regulatory submissions to regulators globally, ensuring timely and accurate filings, maintaining comprehensive records, and serving as a central point of coordination for transaction-related financial regulatory filing activities.
ROLES & RESPONSIBILITIES
- Manage financial regulatory filings related to KKR transactions and executive appointments/changes across global jurisdictions, working closely with other Legal colleagues, Compliance, Finance, deal teams, and external counsel.
- Manage the end-to-end filing preparation and submission process in accordance with KKR's established procedures, ensuring all required steps are completed accurately and on schedule.
- Maintain documentation and records systems of filing activity.
- Track and monitor KKR's regulated entities and serve as a resource to help determine potential regulatory obligations in relation to corporate organizational changes and updates, and changes in personnel and appointments.
- Work with internal stakeholders and external counsel to ensure that information provided to antitrust, FDI and financial supervisory regulators in respect of KKR and its portfolio companies is up to date.
QUALIFICATIONS
- Experience of 7+ years working with regulated entities and/or entity management in a law firm, in-house legal department, or regulatory compliance environment.
- Demonstrated experience managing complex, multi-party processes involving coordination across internal teams, external counsel, and regulatory authorities.
- Exceptional organizational skills with proven ability to manage multiple concurrent projects and meet tight deadlines.
- Meticulous attention to detail and commitment to accuracy in all work product.
- Excellent written and verbal communication skills including with senior executive audiences.
- Strong proficiency in Microsoft Office (Word, Excel, PowerPoint, Outlook).
- Law degree (J.D., LL.B., or equivalent) or paralegal certification with substantial relevant experience.
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