Investment Advice and Governance Associate

What is the opportunity?

We have an exciting opportunity for an Investment Advice and Governance Oversight Associate to join the Wealth Governance team in our Dublin office.

You'll play a key role in delivering investment services to our clients, ensuring adherence to our policies, procedures, and regulatory requirements whilst supporting the Front Office.

This is a permanent, full-time role and requires 4 days in the office at our Dublin office.

What will you do?

• Support the Wealth Governance Team in performing monitoring and reviews of Front Office controls and assisting Investment Managers in the completion of ongoing suitability reviews

• Conduct monitoring of Front Office activities using regular and exception-based monitoring approaches

• Review the effectiveness of controls to identify opportunities for improvement

• Assist in the preparation of client communications, particularly in relation to client service reviews

• Produce and analyse Management Information for stakeholders

• Work collaboratively with Investment Managers and IM Support Teams to ensure compliance with policies and procedures

• Prepare reports for internal stakeholders and Committees

• Support business development through the correct application of processes and procedures

What do you need to succeed?

Must-have

• Extensive experience in financial services

• Demonstrable attention to detail with a commitment to high-quality output

• Strong ability to take initiative and suggest practical solutions

• Robust communication skills and ability to develop effective working relationships with colleagues

• Sound understanding of CBI and regulatory obligations

• Demonstrable compliance and monitoring knowledge

Nice-to-have

• Demonstrable knowledge of MiFID regulations

• Intermediate proficiency in MS Word, Excel, and Outlook

What is in it for you?

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation

• Leaders who support your development through coaching and managing opportunities

• Opportunities to work with the best in the field

• Ability to make a difference and lasting impact

• Work in a dynamic, collaborative, progressive, and high-performing team

• A world-class training program in financial services

Agency Notice

RBC Group does not accept agency resumes. Please do not forward resumes to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumes. Please contact the Recruitment function for additional details.